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Commissioners of the Eastern Caribbean Securities Regulatory Commission (ECSRC) are scheduled to meet on Friday, February 1, 2002, to review applications for broker dealer licences and to consider other issues related to the conduct of business on the ECSE.
The Eastern Caribbean Securities Regulatory Commission is inviting applications for its certification workshop and examinations from persons desirous of operating as Principals and Representatives of broker dealer firms in the Eastern Caribbean Securities Market.
The Eastern Caribbean Securities Regulatory Commission is reminding all persons wishing to participate in the Eastern Caribbean Securities Market Certification Workshop and Examination to submit applications no later than September 20, 2002.
Mr Crispin Sorhaindo, Chairman of the Eastern Caribbean Securities Regulatory Commission, says he is satisfied with the progress made by the Commission in its first year of operation.
The Eastern Caribbean Securities Regulatory Commission is inviting applications for its certification workshop and examinations from persons desirous of operating as Principals and Representatives of broker dealer firms or as Investment Advisors, in the Eastern Caribbean Securities Market (ECSM).