Legal & Privacy Statements


The information provided on this website is of a general nature only and is not intended to address the specific circumstances of any particular individual or entity. Users of this website are advised that the ECSRC maintains this website to enhance public access to information about its initiatives and policies in general. The information published on this website does not contain nor purport to contain legal, financial, investment, tax or other professional advice but provides information for general reference only and is subject to change without notice. Content on this website is not appropriate for the purposes of making a decision to carry out a transaction or trade. The content does not amount to investment advice nor makes recommendations regarding particular financial instruments, investments or products. You should consult a suitably qualified professional for advice on your personal or business concerns.

Disclaimer of Liability

With respect to documents available from this server, neither the ECSRC nor any of its employees, makes any warranty, express or implied, including the warranties of merchantability and fitness for a particular purpose, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe privately owned rights.

Disclaimer of Hyperlinks

Some ECSRC web pages may provide links to other internet sites for the convenience of users. ECSRC does not control and cannot guarantee the relevance, timeliness or accuracy of those outside materials and is not responsible for the availability or content of these external sites. ECSRC does not endorse, warrant or guarantee the products, services or information described or offered at such internet sites or any third party entity referred to therein. For other than authorized ECSRC activities, the ECSRC does not exercise any editorial control over the information you may find at those locations and is not responsible for the content of any "off-site" web pages referenced from this server.

Disclaimer of Endorsement

Reference on this web site to any specific commercial products, process, or service by trade name, trademark, manufacturer, or otherwise, does not necessarily constitute or imply its endorsement, recommendation, or favoring by the ECSRC or any of its employees. The views and opinions of authors regarding such products, processes and services do not necessarily state or reflect those of the ECSRC, and shall not be used for advertising or product endorsement purposes.

 Pop-Up Advertisements

When visiting our website, your web browser may produce pop-up advertisements. These advertisements were most likely produced by other web sites you visited or by third party software installed on your computer. The ECSRC does not endorse or recommend products or services for which you may view a pop-up advertisement on your computer screen while visiting our site.

Use of Information

Some of the information available from this site is within the public domain. Public domain information may be freely distributed and copied. It is requested however, that appropriate acknowledgment be given in any subsequent use of this information. This site also incorporates material contributed or licensed by individuals, companies or organizations that may be protected by copyright laws. All persons reproducing, redistributing or making commercial use of this information are expected to adhere to the terms and conditions asserted by the copyright holder.


All rights reserved. ECSRC content may not be stored except for personal, non-commercial use. Republication and re-dissemination of ECSRC content is expressly prohibited without the prior written consent of ECSRC. ECSRC shall not be liable for any errors, omissions, interruptions or delays in connection with the ECSRC content or from any damages arising therefrom.

All information provided by ECSRC on its Web site is owned by or licensed to ECSRC and any user is permitted to store, manipulate, analyze, reformat, print and display the ECSRC information only for such user's personal use. In no event shall any user publish, retransmit, redistribute or otherwise reproduce any ECSRC Information in any format to anyone, and no user shall use any ECSRC information in or in connection with any business or commercial enterprise, including, without limitation, any securities, investment, accounting, banking, legal or media business or enterprise.

For web posting, reprint, transcript or licensing requests for ECSRC material, please contact

© 2014 Eastern Caribbean Securities Regulatory Commission. All rights reserved.


The privacy of visitors to our web site is of the utmost importance to the ECSRC. Please note that information offered on the ECSRC’s website is considered to be public information and may be copied or further distributed by other users of this website. 

Please note that the ECSRC may amend the legal and privacy statements without notice, once the amendments have been published on the website.

Collection of Personal Information

The ECSRC does not collect personal information for any purpose other than to respond to your queries or complaints. Thus, if you choose to provide us with personal information e.g. name, email address and postal address, the ECSRC will only use it to respond to the query or complaint. This relates to queries and complaints sent via electronic mail (email). The ECSRC wishes to advise against the use of personal information sharing such as credit card information, passport and identification card numbers etc.

Please note that the ECSRC will only share personal information provided to another regulatory or government agency, if your question relates to that agency, or as otherwise required by law. In some circumstances, the ECSRC may be required by law to disclose the information you submit.

In addition, please note that the information you give the ECSRC may be used against you in any administrative, civil or criminal proceeding brought by the ECSRC or any other regulatory or government agency.

GENERAL INFORMATION FOR USE OF THE WEBSITEUse of the ECSRC seal or any other logos or artwork from this site

The use of the ECSRC’s seal or any of the other logos or artwork on this site is prohibited.

Website Measurement and Customization Technologies (e.g. Cookies) Statement

The ECSRC uses web measurement and customization technologies, commonly known as “cookies”, to collect information about users’ visits to our site. Use of these technologies makes our web site function better for you and allows us to better understand how the public is using the web site. Cookies are files placed on your hard drive by a web site that allows the web site to monitor your use of that site, usually without your express knowledge.

Some cookies collect personal information to recognize your computer in the future. That is not the case at the ECSRC’s web site, where we use only non-persistent cookies or "per-session cookies” also known as “Tier 1 web measurement and customization technologies”. These cookies do not collect personal information on users and they are not stored on your computer’s hard drive. They are stored only in memory during an active browser session, and they are erased as soon as you close your browser after visiting our web site.

The ECSRC staff uses the aggregated data for internal purposes in the performance of their official duties. ECSRC employs safeguards to maintain the security, confidentiality, and integrity of the information we collect on our site.