The following documents are available as PDF forms which you can download, complete and submit electronically to the ECSRC:
Reporting Issuers may upload signed filings via the portal or may opt to prepare filings via the portal, print the documents for signature and upload the completed, signed filings as a PDF document. Any documents or notices that are required to be filed electronically under ECSRC Rule No…… but are not listed above as web-based forms must be submitted in PDF Format by logging in to your account. These include filings by licensees (Form BD-Q1 and Form BD-Q2), Prospectuses, annual audited financial statements, application forms. If you do not have access to upload a certain type of document, please contact us for assistance.
If you are filing a Registration Statement on Form RS-1, please submit an electronic version of the offering document, related marketing materials and any other offering materials, if applicable.Please refer to the ECSIN User Guide for further filing instructions.