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The Eastern Caribbean Securities Regulatory Commission has issued a notice informing all firms or individuals operating or intending to operate a securities registry business of the need to be licensed by the Commission.
The Eastern Caribbean Securities Regulatory Commission has issued a notice informing all firms or individuals operating or intending to operate a securities registry business of the need to be licensed by the Commission.
The Securities Act 2001 and accompanying Regulations do not make provision for extensions for the submission of any or all documents beyond prescribed statutory deadlines by licensees.
Compliance and Internal Control Guidelines for Entities Licensed under the Securities Act
In an effort to ensure that investors have access to full information when making investment decisions, the Eastern Caribbean Securities Regulatory Commission (ECSRC) has issued new reporting and disclosure requirements for public companies.