Register of Licensees

Name
Broker Dealer  Learn more..
  First Citizens Investment Services Ltd, Saint Lucia  SL-BD-0004-11  Issued - 2010-12-07  View  
  First Citizens Investment Services Ltd, Trinidad & Tobago  TT-BD-0005-12  Issued - 2012-12-03  View  
  Grenada Co-operative Bank Ltd  GR-BD-0002-15  Issued - 2015-09-28  View  
  The Bank of Nevis Limited  KN-BD-0001-01  Issued - 2001-10-17  View  
  St Kitts-Nevis-Anguilla National Bank Ltd  KN-BD-0002-02  Issued - 2002-04-16  View  
  Bank of St Vincent and the Grenadines Ltd  SV-BD-0001-10  Issued - 2010-11-26  View  
  Bank of Saint Lucia Ltd  SL-BD-0006-16  Issued - 2016-12-20  View  
  First Citizens Investment Services Ltd, St Vincent  SV-BD-0002-19  Issued - 2019-03-25  View  
  FirstCaribbean International Bank (Barbados) Ltd  BB-BD-0001-09  Issued - 2019-01-15  View  
Investment Advisor Company  Learn more..
  Beckles and Regis Consultancy  KN-IA-0001-22  Issued - 2022-07-06  View  
Individual : Principal  Learn more..
  Aaron Logie Grenada Co-operative Bank Ltd  GR-PL-0002-15  Issued - 2015-09-28  View  
  Monifa Latham Bank of St Vincent and the Grenadines Ltd  SV-PL-0005-10  Issued - 2010-11-26  View  
  Anthony Galloway St Kitts-Nevis-Anguilla National Bank Ltd  KN-PL-0004-01  Issued - 2002-04-16  View  
  Lawrence Jean   SL-PL-0011-15  Issued - 2016-12-20  View  
  Heather Titus FirstCaribbean International Bank (Barbados) Ltd  TT-PL-0003-03  Issued - 2019-01-15  View  
  Medford Francis   SL-PL-0010-15  Issued - 2016-12-20  View  
  Monique Williams The Bank of Nevis Limited  KN-PL-0012-17  Issued - 2017-07-06  View  
  Omar Burch-Smith First Citizens Investment Services Ltd, Saint Lucia  SL-PL-0013-17  Issued - 2017-06-06  View  
  Temelia Providence   SV-PL-0006-17  Issued - 2017-10-19  View  
  Allana Joseph Grenada Co-operative Bank Ltd  GR-PL-0003-17  Issued - 2017-10-19  View  
  Laurent Hadley Bank of St Vincent and the Grenadines Ltd  SV-PL-0007-17  Issued - 2017-11-20  View  
  Norlann Gabriel   SL-PL-0004-16  Issued - 2020-01-02  View  
  Petronella Crooke St Kitts-Nevis-Anguilla National Bank Ltd  KN-PL-0013-19  Issued - 2019-03-27  View  
  Cedric Charles   SL-PL-0014-19  Issued - 2019-03-27  View  
  Judy Claxton The Bank of Nevis Limited  KN-PL-0014-19  Issued - 2019-06-04  View  
  Margaret Cox First Citizens Investment Services Ltd, Saint Lucia  SL-PL-0015-21  Issued - 2021-03-26  View  
  Victoria Crooks   SL-PL-0016-22  Issued - 2022-04-04  View  
  Sheena Regis Beckles and Regis Consultancy  KN-PL-0015-22  Issued - 2022-07-06  View  
Individual : Representatives  Learn more..
  Patricia John Bank of St Vincent and the Grenadines Ltd  SV-RR-0002-10  Issued - 2010-11-26  View  
  Marlene Nisbett St Kitts-Nevis-Anguilla National Bank Ltd  KN-RR-0002-01  Issued - 2002-06-14  View  
  Angelica Lewis St Kitts-Nevis-Anguilla National Bank Ltd  KN-RR-0011-10  Issued - 2010-08-27  View  
  Samuel Agiste   SL-RR-0010-10  Issued - 2020-09-30  View  
  Shaka St. Ange   SL-RR-0014-13  Issued - 2020-07-01  View  
  Deesha Lewis   SL-RR-0013-11  Issued - 2016-12-20  View  
  Nisha Mohammed FirstCaribbean International Bank (Barbados) Ltd  BD-RR-0004-10  Issued - 2019-01-15  View  
  Chez Quow Bank of St Vincent and the Grenadines Ltd  SV-RR-0009-14  Issued - 2014-07-22  View  
  Denicia Small The Bank of Nevis Limited  KN-RR-0013-17  Issued - 2017-10-30  View  
  Kishel Francis Grenada Co-operative Bank Ltd  GR-RR-0007-17  Issued - 2017-09-27  View  
  Mervin Simeon   SL-RR-0017-17  Issued - 2017-11-06  View  
  Greg Ferreira   TT-RR-0027-18  Issued - 2018-01-31  View  
  Maurice Horne Jr.   SVG-RR-0010-18  Issued - 2019-11-26  View  
  Nikesia Pemberton The Bank of Nevis Limited  KN-RR-0014-19  Issued - 2019-03-27  View  
  Shaiiede Kallicharran   SL-RR-0018-20  Issued - 2020-03-27  View  
  Gavery David First Citizens Investment Services Ltd, St Vincent  SV-RR-0011-20  Issued - 2020-12-07  View  
  Gale Cumberbatch First Citizens Investment Services Ltd, Saint Lucia  SL-RR-0019-21  Issued - 2021-03-26  View  
  Laurian Modeste Grenada Co-operative Bank Ltd  GR-RR-0008-20  Issued - 2020-04-29  View  
  Joshann Charles   SL-RR-0020-21  Issued - 2021-10-01  View  
  Tabisha Joseph   SV-RR-0012-21  Issued - 2021-07-30  View  
  Adrian Nuzum   SL-RR-0021-22   Issued - 2022-04-04  View  
  Ava Beckles Beckles and Regis Consultancy  TT-RR-0028-22  Issued - 2022-07-06  View  
Individual : Investment Advisor   Learn more..
    BB-IA-0001-21  Issued - 2021-01-06  View  
Custodian  Learn more..
  Bank of Saint Lucia Ltd  SL-CUS-0002-16  Issued - 2016-12-20  View  
CIS : Collective Investment Scheme  Learn more..
  Bank of Nevis Mutual Fund Ltd  KN-CIS-0001-05  Issued - 2005-12-21  View  
  Sagicor International Balanced Fund  KN-CIS-0002-16  Issued - 2016-12-21  View  
CIS : Custodian  Learn more..
  First Citizens Investment Services Ltd, Trinidad & Tobago  TT-CUS-0001-12  Issued - 2012-12-03  View  
  First Caribbean International Bank Ltd  BB-CUS-0001-18  Issued - 2018-12-12  View  
CIS : Management Company  Learn more..
  Bank of Nevis Fund Managers Ltd  KN-MAN-0001-05  Issued - 2005-12-21  View  
  Sagicor Asset Management (Eastern Caribbean) Limited  SL-MAN-0001-16  Issued - 2016-12-21  View  
SRO : Self Regulatory Organisations  Learn more..
SRO : Securities Exchange   Learn more..
  Eastern Caribbean Securities Exchange Limited  KN-SRO-SE-001-01  Issued - 2020-04-07  View  
SRO : Securities Clearing Agency  Learn more..
  Eastern Caribbean Central Securities Depository Limited  KN-SRO-CA-001-01  Issued - 2020-04-07  View  
Securities Registry  Learn more..
  Eastern Caribbean Central Securities Depository Limited  KN-SRO-CA-001-01   Issued - 2020-04-07  View  
Limited-Service Broker Dealer  Learn more..
  Sheppard Investment Services Limited  SL-LSB-0007-22  Issued - 2022-04-04  View